On February 19, the staff of the Division of Trading and Markets of the U.S. Securities and Exchange Commission issued an FAQ, stating the staff will not object if a broker-dealer treats a proprietary ...
The Securities and Exchange Commission (“SEC”) has signaled the lowering of a major regulatory barrier for the institutional adoption of stablecoins. On February 19, SEC Commissioner Hester M. Peirce ...
The Global Regulatory Brief provides monthly insights on the latest risk and regulatory developments. This brief was written by Bloomberg’s Regulatory Affairs Specialists. The U.S. Securities and ...