JD Supra

SEC Adopts Final Derivatives Rule and Related Amendments

The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...
JD Supra

SEC Re-Proposes Exemptive Rule Relating to the Use of Derivatives by Registered Funds

On Nov. 25, 2019 the Securities and Exchange Commission (SEC) voted to propose a new rule, under the Investment Company Act of 1940 (the “1940 Act”), designed to modernize the way the SEC regulates ...
PBS

Financial Reform Gets Bipartisan Boost in Derivatives Rule Vote

Lawmakers moved closer to passing sweeping reform of the financial system as a Senate panel approved new regulations for the complex derivatives market with the backing of GOP Sen. Charles Grassley of ...
Reuters

Regulators ease derivatives rule to avoid harming economy

LONDON (Reuters) - Global regulators have eased the impact of new rules designed to make the $630 trillion derivatives market safer as they seek to avoid too-tight controls on the sector that some ...