James Chen, CMT is an expert trader, investment adviser, and global market strategist. Gordon Scott has been an active investor and technical analyst or 20+ years. He is a Chartered Market Technician ...

Protect your portfolio with these six common strategies. While no method is perfect, these methods can help an investor protect their investments against the worst.

Principal-Protected Notes are anything but protected FINRA says, and the SRO wants to make sure brokerages are making that clear to investors. In a regulatory notice this month, FINRA warned firms ...

The Securities and Exchange Commission told five big Wall Street banks last year to improve disclosures about structured notes that are mostly sold to retail investors, and criticized use of the term ...

NEW YORK, March 29 (Reuters) - Principal-protected notes, complex securities that are marketed as carrying a money-back guarantee, are starting to spring back to life after having lost much of their ...

After it evaporated in the wake of the Lehman Brothers collapse, interest in principal-protected notes is undergoing a revival - to the dismay of some concerned about the "money-back guarantee" on the ...

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission is asking financial firms for information on how they market "principal-protected" notes," Bloomberg reported on Friday, citing people ...